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Direction associated with the usage of expanded exempt market prospectus exemptions, such as the new family members, pals and company associates exemption and presenting memorandum exemption.

A multi-faceted initiative, OSC staff members are travelling to communities across Ontario to both equally supply Trader seminars on fraud avoidance even though also Conference with community company, authorities officials, regulation enforcement as well as other Group corporations which can be impacted because of the province's securities regulation.



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Go to the OSC's Trader presentation, Secure Your Money to understand fraud avoidance, working with an advisor and the way to make far more knowledgeable monetary selections.

OSC staff might be Talking at the Municipal Retirees Organization of Ontario (MROO) meeting for zone three users to discuss frequent types of financial commitment fraud, how to operate which has a economic advisor and the place to search out unbiased economic information.

The seminar will supply an overview from the CSA’s session on the option of discontinuing embedded commissions. Key subject areas talked about will include: the CSA’s consultation targets, the Trader protection and current market effectiveness issues that embedded commissions increase, the proposed scope of a potential policy discontinuing embedded commissions, the CSA’s analysis in the probable impacts of discontinuing embedded commissions in Canada, and possible actions to mitigate unintended repercussions.

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OSC employees will likely be Chatting with customers from the Telecom Pioneer Club about fraud prevention, dealing with an advisor and the hop over to these guys way to make more educated financial conclusions.

To know the crucial ongoing securities needs To be familiar with popular submitting deficiencies to help you stay away from them To hear straight from OSC team best techniques for dealing with the OSC on ongoing submitting troubles Non-public providers considering likely Check Out Your URL general public would also discover it useful to understand the continuing necessities after you become a community firm Presentation slides:Slides: Ongoing Disclosure Obligations



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Annually OSC internet Dialogue provides many hundreds of market participants with each other on concerns and trends going through the cash marketplaces. Speaking about where by we are and in which the marketplaces are likely is crucial to ensuring a solid and nutritious regulatory program.

Folks responsible for the criticism dealing with process and people who will liaise with OBSI within the party of the qualified criticism.



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OSC staff will be Chatting with customers of Bell Pensioners Group about financial commitment fraud prevention and issues to talk to before you commit.

OSC staff will probably be on the Terryberry Library delivering the Protect Your cash presentation. Neighborhood associates will learn the way to safeguard by themselves from financial investment fraud, what inquiries to request ahead of they commit and how to make much more knowledgeable financial selections.



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Team will talk about important problems and common errors relevant to the calculation and submitting on the participation service fees. There'll also be discussion with the results from the 2013 desk assessment of participation costs calculations as well as a discussion on the proposed adjustments to OSC Rule thirteen-502 Costs.

OSC staff members might be Chatting with newcomers about preserving and investing, fraud avoidance and the place to locate unbiased information.

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